Overview
Work History
Timeline
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Vivian SHI

Discovery Bay, Hong Kong,NT

Overview

11
11
years of professional experience

Work History

Associate Director (Type1, Type 6 RAP)-Investment Banking Division

China Securities (International) Corporate Finance Company Limited
Hong Kong, Hong Kong
11.2021 - Current
  • Company Overview: https://webb-site.com/dbpub/SFClicensees.asp?a=0&p=1942934
  • Assisted in pitch and origination of various IPO deals focus in healthcare, consumption, and Energy field;
  • Worked as the project on site manager responsible for client management and communication with various working parties;
  • Led various IPO projects, working as the key communication channel with the HKEx and SFC, and responsible for the submission of various replies;
  • Assisted in issuance and sales activities, such as participate road shows and works generally borned by IBD
  • Led and coordinated the completion of the listing of: Deewin Tianxia Co., Ltd (2418.HK) (fund raising size: 1 billion HKD, current market cap: 2.9 billion HKD)
  • Laopu Gold Co., Ltd (6181.HK) (fund raising size: 0.9 billion HKD, current market cap: 39.7 billion HKD)
  • Zhejiang Yongtai Technology Co., Ltd
  • (YTT)(GDR project) (fund raising size: 70 million USD)
  • Https://webb-site.com/dbpub/SFClicensees.asp?a=0&p=1942934

Vice President (Type1, Type 6 RAP)-Investment Banking Division

Zhongtai International Capital Limited
Hong Kong
12.2019 - 11.2021
  • Worked as the key communication channel with clients, responsible for project origination, deal structure design and issue solving as well as client management
  • Familiar with oversea working environments, specialized in PRC and Singapore deals
  • Led various IPO projects, involving in manufacturing industry, live streaming industry, TMT industry and responsible for the due diligence work done for IPO projects
  • Coordinated with other professional parties regarding the IPO process and required materials for sponsor work done
  • Responsible for key issues discovered during the DD process, reviewed and finalized the PN21 plan
  • Prepared, reviewed and finalized the A1 submission pack and communicated with HKEx and SFC for queries and submissions
  • Responsible for drafting of major sections and finalize the prospectus
  • Review and prepare for the key assumptions of profit forecast memorandum
  • Led and coordinated the completion of the listing of Buyang International Holding Inc (2457.HK)

Senior Manager (Type1, 4 RAP, Type 6 RO)-Corporate Finance Division

Titan Financial Services Limited
Hong Kong
12.2015 - Current
  • Involved in various IPO, financial advisory and compliance advisory projects
  • Led and coordinated the due diligence work done for IPO projects; Communicated with clients and other professional parties regarding the IPO process and required materials for sponsor work done
  • Prepared and reviewed the A1/5A submission pack and communicated with HKEx and SFC for queries and submission
  • Responsible for the drafting of various major sections of the prospectus, e.g
  • Business, Financial Information, etc
  • Reviewed announcements and annual/interim/quarterly report as role of compliance advisor
  • Completed various transactions governed under Takeover Codes, e.g
  • Whitewash, General Offer
  • Assisted the completion of the listing of Edvance International Holdings Limited (8410.HK)
  • Assisted the completion of the listing of Republic Healthcare Holdings Pte
  • Limited (8357.HK)
  • Led and coordinated the completion of the listing of Guan Chao Holdings Limited (1872.HK)

Executive (Type1, 4, 6 RAP)-Investment Banking Division

Shenwan Hongyuan Capital (H.K.) Limited
Hong Kong
12.2014 - 12.2015
  • Participated in IPO projects and responsible for due diligence work
  • Drafted/reviewed project related documents including prospectus, due diligence questionnaires, PN plans, legal opinions, etc
  • Prepared pitch book and attended client meetings
  • Conducted industry research, financial comparable analysis
  • Responsible for project filling, internal document management
  • Assisted the completion of the listing of Great Water Holdings Limited (8196.HK)

Senior Officer (Type6 RAP)-Investment Banking Division

FULBRIGHT FINANCIAL GROUP
Hong Kong
11.2013 - 11.2014
  • Prepared/reviewed/drafted project related documents including: mandates, due diligence questionnaires, announcements and circulars in relation to transactions, IFA letters, etc
  • Assisted in pitching potential clients and prepare presentation and proposal accordingly
  • Conducted financial analysis, legal research when project requires
  • Responsible for any other ad-hoc assignments

Timeline

Associate Director (Type1, Type 6 RAP)-Investment Banking Division

China Securities (International) Corporate Finance Company Limited
11.2021 - Current

Vice President (Type1, Type 6 RAP)-Investment Banking Division

Zhongtai International Capital Limited
12.2019 - 11.2021

Senior Manager (Type1, 4 RAP, Type 6 RO)-Corporate Finance Division

Titan Financial Services Limited
12.2015 - Current

Executive (Type1, 4, 6 RAP)-Investment Banking Division

Shenwan Hongyuan Capital (H.K.) Limited
12.2014 - 12.2015

Senior Officer (Type6 RAP)-Investment Banking Division

FULBRIGHT FINANCIAL GROUP
11.2013 - 11.2014

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Vivian SHI