Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic
TAN SHIQI SHERRY

TAN SHIQI SHERRY

Risk And Control Manager
Hong Kong

Summary

A self-motivated Hong Kong chartered accountant with MBA and 16-year dedicated audit and assurance experience. Broad knowledge in Audit Assurance, Accounting, and Taxation. A good presenter with strong project management and interpersonal skills.

Overview

16
16
years of professional experience
1
1
Certification
3
3
Languages

Work History

Business Risk and Control Manager

HSBC
Hong Kong
07.2021 - Current
  • Led thematic reviews and gap analysis on business processes for AMH RBW and Operations to ensure the design and operation of control effectiveness comply with Group standards/framework/local regulation
  • Facilitated business stakeholders to review and enhance continuous control monitoring in line with Risk Management Framework
  • Connected and work with business service owners and risk stewards to perform impact and severity analysis on controls gaps and implement control enhancement
  • Tracked and validated issue remediation to ensure control enhancements are implemented effectively
  • Assisted business service owners in global internal audit (GIA) review through reviewing audit queries, requested documents, findings, and audit issue validation evidence
  • Acted as a people manager to provide professional advice for task improvement and career growth opportunity

Finance Assurance Manager

DragonPass International Ltd.
05.2017 - 09.2017
  • Led a two-person finance team to complete financial reporting, annual budget, monthly P&L forecast and cash flow forecast for UK business
  • Implemented a quarterly tax calculation plan for the UK business to ensure compliance with the Tour Operation Margin Scheme
  • Partnered with Digital Transformation team and external tax consultant to ensure R&D activities met UK tax relief requirements in a government’s Innovative Fund Competition
  • Developed and implemented a FX hedging model for deals with a leading British bank and a British multinational investment bank to mitigate currency risk
  • Managed UK tax compliance audit activities, including VAT reconciliation and query response; recovered £352K VAT overpayment for a Fortune 500 client, resolving a double tax issue
  • Worked with managements to identify the misalignment between contractual activities and cash flow, highlighted the internal control deficiencies and recommended sales related control enhancements
  • Collaborated with cross-functional teams to review the operational, sales and procurement cost drivers, identifying cost reduction opportunities
  • Reviewed accounting policies periodically to ensure the treatment align with latest accounting standard

Project Audit Manager, Internal Audit

Huawei Tech. Investment Co., Ltd.
01.2015 - 03.2015
  • Reviewed the end-to-end business process and control operating effectiveness, performed trend analysis and impact analysis on the business transaction data to identify business streamlining opportunity and control enhancements

Assistant Manager, Audit and Assurance

KPMG
01.2012 - 11.2014
  • Led a five-person team to test the design and operating effectiveness of controls, delivering annual audit report and quarterly financial review report for global branded trading companies in line with HKFRS and HKAS
  • Collaborated with fellow auditors to review interim financial performance, annual audit reporting and internal control procedures in accordance with Hong Kong Listing Rule, and presented interim financial and competitors’ analysis for blue-chip Hong Kong Listed Companies
  • Conducted walkthrough of key control activities and assess control environment risk for a global leading manufacturer, ensuring accounting system transformation and integration complied with Sarbanes-Oxley (SOX) requirements

Associate Accountant, Financial Accounting

BDO Limited
10.2010 - 10.2012
  • Prepared monthly management accounts and reporting package to audit standard including bookkeeping for daily transactions, preparation of cash flow, monthly balance sheet reconciliations and calculations of yearly corporation tax
  • Collaborated with senior accountant to deliver client company’s revenue analysis, P&L forecast and assisted client company’s annual audit

Education

Master of Business Administration -

Alliance Manchester Business School
Manchester UK
03-2017

Bachelor of Business Administration - Accounting

Hong Kong Baptist University
Hong Kong, China
06-2010

Skills

- Audit and Financial Accounting

- Control Assurance

- Compliance Monitoring

- Risk assessment and Impact Analysis

- Project and Stakeholder Management

- Team Leadership

Certification

Certified Public Accountant, Hong Kong Institute of Certified Public Accountants (HKICPA) Since 2014

Timeline

Business Risk and Control Manager

HSBC
07.2021 - Current

Finance Assurance Manager

DragonPass International Ltd.
05.2017 - 09.2017

Project Audit Manager, Internal Audit

Huawei Tech. Investment Co., Ltd.
01.2015 - 03.2015

Assistant Manager, Audit and Assurance

KPMG
01.2012 - 11.2014

Associate Accountant, Financial Accounting

BDO Limited
10.2010 - 10.2012

Master of Business Administration -

Alliance Manchester Business School

Bachelor of Business Administration - Accounting

Hong Kong Baptist University
TAN SHIQI SHERRYRisk And Control Manager