Sze Wai Leung

- Handle daily accounting, stock/ cash settlement and operation work;

- Prepare and monitor enforcement of annual budget, monthly financial statements and subsidiaries financial statements;

- Daily segregation of client fund and daily & monthly FRR;

- Ensure compliance in meeting the liquid capital requirement, SMF, Stress Test and client money rules;

- Handle full set of account and month end closing;

- Monitor the margin accounts to comply with margin level requirements;

- Participate in conducting budget forecast and management reports for management review;

- Assist in other ad-hoc assignments

• Managed banking reconciliations and monthly balance sheet statements.
• Supported change management by understanding and addressing impacts of new accounting policies, financial statement initiatives and non-standard transactions.
• Organized budget documentation and tracked expenses to maintain tight business controls.
• Implemented budget and expense controls and financial policies by analyzing income and expenditures.
• Assist in audit and taxation;

- Perform daily accounting functions including voucher inputs, payment and bank reconciliation;

- Prepare daily and monthly FRR returns to SFC;

- Assist HR in performing payroll, staff allowances as required;

- Assist in preparing IPO, Placing required documents to HKEX;

- Perform settlement functions including trade matching, customers fund deposit and withdrawal,

- SI, corporate actions, and other CCASS operations;

- Prepare settlement reports and statements as well as other administrative duties