Steven Mok
Securities Trading
Summary
Trader with 10 years of experience in buying and selling securities. Demonstrated expertise in creating financial plans for individuals and organizations. Talented at presenting investment options based on customer needs and risk tolerance. Successfully retained clients by exceeding service expectations to increase customer satisfaction.
Overview
12
12
years of professional experience
4
4
years of post-secondary education
Work History
Trader, AVP
Raffles family office萬方家族辦公室
12.2022 - Current
- Provide trading service to high-net-worth clients
- Trading on different products
- Securities, fx, fixed income and derivatives (FCN,AQ/DQ, DCI etc)
- Streamlined the underwriting process for increased efficiency and reduced turnaround time
- Built strong relationships with counterparties, brokers and RMs for constructive communications
Senior dealer/trader
Yongan Gufu Asset Management (H.K)Company LTD永安國富資產管理(香港)有限公司
05.2019 - 08.2022
- Established strong relationships with brokers to negotiate favorable commission rates and improve access to liquidity
- Analyze market trends and suggest high potential stocks to fund manager
- Worked on behalf of companies to buy and sell financial instruments
- Securities, futures, fixed income and OTC option, like exotic Options etc
- Maintain trading system and trade in accordance with regulations
- Maintain the trading system position holding and reports
- Reduced risk exposure by diversifying investments across various asset classes and sectors
- Created daily market recaps and profit and loss information to PMs at close of each trading day
- Created and maintained live Excel spreadsheet to provide real-time positions and P&L
Dealer
Essence securities Limited. 安信證券
03.2017 - 05.2019
- Execute securities and futures transaction for Hong Kong and oversea Markets
- Maintain good relations with existing customers
- Monitor outstanding orders and margin risk control
- Liaise with system providers / maintainers to solve problems in trading systems.
- Using algorithm trading strategies to help institutional clients to trade global stocks and futures
- Streamlined operational processes to improve efficiency in managing client accounts and executing trades
Dealing Officer
Sinolink Securities(HK) Co.Ltd
07.2014 - 06.2016
- Using CD, Twap, Vwap and OB strategies to help institutional clients for trading HK stocks
- Execute securities and futures transaction for Hong Kong and oversea Markets
- Day-to-day dealing operations.
Dealing Officer
Sinolink Securities(HK) Co.Ltd
03.2012 - 10.2013
- Using CD, Twap, Vwap and OB strategies to help institutional clients for trading HK stocks
- Execute securities and futures transaction for Hong Kong and oversea Markets
- Day-to-day dealing operations.
Education
Bachelor of Business Administration -
University of Management And Technology
01.2019 - 04.2021
F.7 - undefined
Po Leung Kuk Vicwood K.T Chong Sixth Form College (Evening Section)
09.2008 - 05.2009
F.6 - undefined
Po Leung Kuk Chao King Lin Sixth Form College
09.2007 - 05.2008
Skills
Bloomberg System
undefinedAvailability
3 months’ notice period
Typing Speed
22w/m, 35w/m
Current Package
Salary: 35K x 12
Timeline
Trader, AVP
Raffles family office萬方家族辦公室
12.2022 - Current
Senior dealer/trader
Yongan Gufu Asset Management (H.K)Company LTD永安國富資產管理(香港)有限公司
05.2019 - 08.2022
Bachelor of Business Administration -
University of Management And Technology
01.2019 - 04.2021
Dealer
Essence securities Limited. 安信證券
03.2017 - 05.2019
Dealing Officer
Sinolink Securities(HK) Co.Ltd
07.2014 - 06.2016
Dealing Officer
Sinolink Securities(HK) Co.Ltd
03.2012 - 10.2013
F.7 - undefined
Po Leung Kuk Vicwood K.T Chong Sixth Form College (Evening Section)
09.2008 - 05.2009
F.6 - undefined
Po Leung Kuk Chao King Lin Sixth Form College
09.2007 - 05.2008
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