Shu Tingfei
General Manager Of Equity Investment Department
Hong Kong
Summary
Doctorate in Finance with nearly 17 years of extensive experience in global equity investment, specializing in A-shares, Hong Kong stocks, and U.S. stocks. Consistently delivered exceptional performance, earning prestigious roles such as General Manager of the Equity Investment Department at Guotai Junan Securities, Managing Director of Equity Investments at China Re Asset Management (Hong Kong), and Vice President of the Equity Investment Department at China Merchants Securities. Demonstrated strong commitment to front-line investment research through comprehensive expertise in investment and adeptness in research team management and market channel development. Skilled in leveraging AI and quantitative strategies to develop and refine equity investment frameworks, with a proven track record in global equity allocation and strategic investment.
Overview
18
18
years of professional experience
9
9
years of post-secondary education
2
2
Certifications
Work History
General Manager, Equity Investment Department
Shanghai Guotai Junan Securities Asset Management
12.2022 - Current
- Developed a new 'Active + Quantitative' investment research system, integrating top-down macro deduction and bottom-up micro-validation. This created a complementary active and quantitative investment strategy, known as 'AI + HI.'
- Since 2023, achieved significant investment performance with 86% of public funds and 100% of private products ranking in the top 50% of the market, surpassing group company's KPI
- Continuous performance attribution and regular model framework adjustments were credited for the success in building the investment research system. Conducted BRINSON attribution analysis monthly for product operations and performance evaluations. Developed and optimized active stock selection benchmarks based on quantitative stock selection benchmarks to consistently create alpha on an industry allocation-neutral basis for fund managers.
- Constructed a multi-asset all-weather fund with an annualized return rate of 7.5% from 2019 to 2024 and a maximum drawdown of -3.04% using the Guotai Junan All-Weather Index (listed on the Singapore Exchange). Achieved diversified asset balance, including US stocks, A-shares, gold, crude oil, copper, sovereign bonds, and cash, obtaining stable absolute returns and effectively controlling maximum drawdowns.
- As a member of the Investment Decision Committee, participated in investment decisions and new product establishment for US and domestic interest rate bonds, credit bonds, and convertible bonds. Actively researched and discovered opportunities in the Japanese, Indian, and Southeast Asian securities markets to align with the group's strategy for international expansion.
Managing Director of the Equity Investment Depart
China Re Asset Management (Hong Kong)
07.2017 - 12.2022
- Served as a committee member of the Investment Decision Committee at China Re Asset Management (Hong Kong), participating in the company's major investment decisions and project post-investment management evaluations. Independently managed investment portfolios such as the China Reinsurance Group IPO, QDII, and overseas subsidiaries' trustee investments, achieving excellent performance for six consecutive years.
- Managed assets worth approximately HKD 1.5 billion in 2022. As of the end of December 2022, the portfolio's net growth rate was -3.9%, outperforming the Hang Seng Index benchmark by approximately 11.5 percentage points.
- Managed a portfolio worth approximately HKD 2 billion in 2021, achieving a book return rate of 8% and a net growth rate of -6.2%, outperforming the Hang Seng Index by 7.9 percentage points (Hang Seng Index fell by -14.1%), achieving the annual revenue target.
- Managed a portfolio worth approximately HKD 4 billion in 2020, with an actively managed portfolio worth HKD 2 billion achieving a net growth rate of 51.0%, outperforming the Hang Seng Index by approximately 46 percentage points. Ranked in the top 5% of Hong Kong open-end equity funds (12/198) and the top 10% of all 303 QDII funds (30/303) that year. Promoted to committee member of the company’s Investment Decision Committee and Managing Director of the Equity Investment Department.
- Managed a portfolio worth approximately HKD 1.2 billion in 2019, with a net growth rate of 20.0%, surpassing the Hang Seng Index by approximately 11 percentage points and achieving the 2019 book revenue target ahead of schedule.
- Managed a portfolio worth approximately HKD 1.5 billion in 2018, with a net growth rate of -5%, outperforming the Hang Seng Index by approximately 9 percentage points (Hang Seng Index decline of -13.6%).
- Began managing the China Reinsurance (Hong Kong) portfolio in the second half of 2017, with a scale of HKD 2.1 billion (including long-term equity investments), with an actively managed equity portfolio scale of HKD 800 million and a net growth rate of 30.8%.
Executive Director, Special Investment Department
China Re Asset Management Co., Ltd.
03.2017 - 07.2017
- Engaged in equity method investments with five Hong Kong-listed state enterprises, managing an investment balance of approximately HKD 1.3 billion
Assistant to General Manager
Shanghai Dingfeng Asset Management Co., Ltd.
06.2015 - 03.2017
- Joined the top 100 domestic private equity Shanghai Dingfeng Asset in 2015. The company managed assets over CNY 10 billion. Successfully avoided the "circuit breaker" market crash in early 2016 with a certain listed company in Hubei entrusted investment account worth CNY 220 million and two special account products issued by Ping An Bank.
- Acquired the external investment advisory qualification from China Pacific Insurance Asset Management Company for an external asset management plan in 2016, with the specific equity products managed achieving a 5% gain in the second half of that year.
Senior Investment Manager, Vice President
China Merchants Securities Co., Ltd.
08.2013 - 06.2015
- Joined the Equity Investment Department at China Merchants Securities in 2013 as a Senior Investment Manager, with responsibility for directional A-share investments
- Achieved a return of 35% within six months, generating profits of 110 million yuan with an average capital utilization of 300 million yuan
- In 2014, achieved a 35% return with a capital base of 1.2 billion yuan, generating investment earnings of 420 million yuan
- Ranked 20th among 130 brokerage collective financial management plans in ordinary equity, partial equity hybrid, and balanced hybrid categories, placing in the top 15%
- In the first quarter of 2015, achieved an investment return of 25% with a capital base of 2.1 billion yuan, generating profits of 520 million yuan
- Ranked 5th among 192 brokerage collective financial management plans, placing in the top 5%
General Manager, Second Division of Industry Companies
Shanghai Securities Research Institute
08.2010 - 08.2013
- Served as a macro analyst and real estate industry analyst at Shanghai Securities Research Institute
- Promoted to General Manager of the Industry Company Second Division in 2012
- In 2012, earned the 'Best Talent Scout 3rd Place,' 'Best Portfolio 3rd Place,' and 'Leading Industry Researcher' awards at the China Securities Industry Annual Return Competition organized by Chaoyang Sustainable, becoming the most awarded analyst in the competition's history
Manager, Innovative Business, Property and Liability Insurance Department
China Pacific Property Insurance Co., Ltd.
06.2007 - 08.2010
- Developed non-motor insurance products in cooperation with government departments
- Provided investment consultancy for debt investment plans of the company’s asset management arm
Education
Finance
Southwestern University of Finance And Economics
China 05.2004 - 05.2007
Master of Finance -
Southwestern University of Finance And Economics
07.2002 - 09.2004
Bachelor of Arts - undefined
Southwestern University of Finance and Economics
09.1997 - 07.2001
Skills
Operations management
Customer relationship management
Team leadership
Project management
AI application in investment
Locationofemployment
Hong Kong
Professionalqualifications
- Hong Kong Securities and Futures Commission Type 4 and 9 Licenses
- General Securities Business Qualification
- Securities Investment Advisory Qualification in China
Personal Information
- Date of Birth: 09/01/77
- Gender: Male
- Nationality: China (Permanent Resident of Hong Kong)
Currentpositions
- General Manager, Equity Investment Department, Shanghai Guotai Junan Securities Asset Management Co., Ltd.
- Managing Director, Global Macro Strategy Investment Department, Guotai Junan Securities Investment (Hong Kong) Co., Ltd.
Certification
Hong Kong Securities and Futures Commission Type 4 and 9 Licenses
Timeline
General Manager, Equity Investment Department
Shanghai Guotai Junan Securities Asset Management
12.2022 - Current
Managing Director of the Equity Investment Depart
China Re Asset Management (Hong Kong)
07.2017 - 12.2022
Executive Director, Special Investment Department
China Re Asset Management Co., Ltd.
03.2017 - 07.2017
Assistant to General Manager
Shanghai Dingfeng Asset Management Co., Ltd.
06.2015 - 03.2017
Senior Investment Manager, Vice President
China Merchants Securities Co., Ltd.
08.2013 - 06.2015
General Manager, Second Division of Industry Companies
Shanghai Securities Research Institute
08.2010 - 08.2013
Manager, Innovative Business, Property and Liability Insurance Department
China Pacific Property Insurance Co., Ltd.
06.2007 - 08.2010
Finance
Southwestern University of Finance And Economics
05.2004 - 05.2007
Master of Finance -
Southwestern University of Finance And Economics
07.2002 - 09.2004
Bachelor of Arts - undefined
Southwestern University of Finance and Economics
09.1997 - 07.2001
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