Sebastian Anthony
Mumbai
Summary
Compliance & Due diligence specialist with 7+ years of experience. Excellent reporting and documentation skills. Experience in creating a process which handled third parties and monitoring them on regular interval. Successful at reviewing suspicious activities and uncovering fraud.
Overview
14
14
years of professional experience
Work History
Third Party Risk Management Adviser
Maersk
11.2019 - Current
- Integrity/compliance due diligence on third parties
- Conducting screening using Dow Jones or similar tools
- Reviewing and evaluating the results of performed screening to identify actual matches and eliminate false-positives
- Performing checks on the document provided by the client
- Reviewing stakeholders' responses to due diligence questionnaires
- Evaluating identified red flags and subsequently summarizing and communicating findings
- Serving as the first-line contact regarding system-related questions from users
- Ensuring that all activities/steps in the system get executed as planned and documented in the system
- Aiding and support in relation to relevant TPM tasks.
- Performed gap analysis to identify areas of improvement.
- Conducted interviews with key business users to collect information on business processes and user requirements.
- Executed analysis of risks and identified risk mitigation strategies.
- On going monitoring on third party to stay on current potential risks.
- Worked within PwC tool to upload third parties, perform due diligence to identify red flag, create mitigation action and send approval CCO.
- Checks on contract, implied clauses and send renewal certification.
- To innovate new ideas to assist management and PwC team to make tool more user-friendly and accurate.
Specialist (KYC)
Accenture solutions private limited
11.2017 - 11.2019
- Verification and remediation of accounts to KYC compliance norms
- Doing transaction monitoring of the client and entity, to check on fraud transaction
- Adverse media search on client by using Lexis Nexus, Google search and such other tools
- Identifying client/ entity under sanction list and evaluating the report
- Performing KYC documents research on various website like Lexis Nexis, Bloomberg, and other such site and services
- Verify and perform end to end process.(CIP/ CDD/EDD/High Risk alerts) of the client data
- Validating client document such as Letter of incorporation, Letter of credit, Trust agreement, TIN and other such document
- Performing KYC documents sourcing, validating risk assessments, enhanced due diligence
- Research and validating of entity data using appropriate internal and external data sources
- Entity data includes legal name verification, address, NAICS code, government ID, Company business information etc.
Sr. Associate
Willis Towers Watson. (Insurance and Reinsurance)
03.2015 - 08.2017
- Verifying the document and understand the new clients, in order to give the insurance company a fair belief of the new client
- Validating client document such as Company License, Letter of incorporation, Letter of credit and other such document
- Searching information of the new client in third party website
- Analyzing and assisting ship owners and syndicate (UK insurance market) in providing best deal in marine insurance
- Maintaining and Renewing Accounts and ledger of top clients of Willis
- Checking and authorizing the different stages (Market Loading & EOC) for marine insurance
- Assisting the U.K counterpart in creating various reports
- I.e
- Call/Claims/Additional of vessel
- Assisting the Lloyds markets (U.K Syndicates) by calculating Fee/Commission manually
- Creating monthly and weekly report for Syndicates and UK Brokers/ Account handlers
Sr. legal Adviser
TCS (TATA CONSULTANCY SERVICES)
04.2012 - 03.2014
- Assist the attorney in legal document and other basic pricing work
- Dealing with U.S.A citi mortgage home equity loans Handling more than 250-280 home loan files
- Making Error reports of the offshore for not taking appropriate action Assisting team lead
- Completing weekly and monthly task on account level
- Co-ordinating with different team in order to complete a given home loan file
- Collating files from various teams to send to upper management
- Assisting the management in preparing quality result report on excel for offshore
Associate
State Street Syntel Services Pvt. Ltd
05.2010 - 01.2012
- Handling UK Trade Process operations for a Leading Transfer Agent - IFDS
- We at IFDS Provide Backend Investor Services (From acct Opening to Processing of Trades)
- Taking care of financial and non financial work
- Preparing volume sheet and targets for the day
- Planning the activities and tasks to be implemented
- Briefing staff on the targets to be covered for the day
- Allocating the targets to individual person
- Reviewing queue and posting the updates on volumes to Client.
Education
Secured Second Class -
Holy family high school
Mumbai, MaharashtraSecured Second Class -
St. Xavier collage of commerce
Mumbai, MaharashtraSecured Second Class -
Ratnam collage of commerce
Mumbai, MaharashtraSkills
- Problem-solving
- Teamwork
- Innovative
- Meeting dead line
- Microsoft Office Skills
- Multitasking Abilities
Languages
English
Hindi
Malayalam
Marathi
Activities
- Has been part of Maharashtra Science Project year (2004/05)
- Played for Maharashtra level badminton tournament. (2009)
- Organized sports event for Maersk (2022-23)
- Key player in organizing and hosting events
Timeline
Third Party Risk Management Adviser
Maersk
11.2019 - Current
Specialist (KYC)
Accenture solutions private limited
11.2017 - 11.2019
Sr. Associate
Willis Towers Watson. (Insurance and Reinsurance)
03.2015 - 08.2017
Sr. legal Adviser
TCS (TATA CONSULTANCY SERVICES)
04.2012 - 03.2014
Associate
State Street Syntel Services Pvt. Ltd
05.2010 - 01.2012
Secured Second Class -
Holy family high school
Secured Second Class -
St. Xavier collage of commerce
Secured Second Class -
Ratnam collage of commerce
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