Kwan Ho Roy Li
Certified Anti Money Laundering Specialist
Summary
To seek and maintain full-time position that offers professional challenges utilizing interpersonal skills, excellent time management and problem-solving skills.
Overview
13
13
years of professional experience
2
2
Certifications
2
2
Languages
Work History
Client Lifecycle Management Analyst (Quality Assurance)
HSBC Private Banking
07.2021 - Current
- Examine customer documentation for accuracy and completeness.
- Collaborate with internal teams to address KYC-related issues and implement solutions.
- Stay informed about changes in regulations and adjust KYC processes accordingly.
- Conduct periodic reviews to ensure ongoing compliance with KYC standards.
- Provide guidance to other departments on KYC and AML procedures
- Perform monthly QA checks on new customer profiles and periodic reviews
- Provide training to front-line staffs
Vice President Associate Customer Portfolio Management
HSBC Business Banking
01.2017 - 07.2021
- Conduct Periodic and Trigger Event KYC and AML reviews on commercial customers
- Make recommendation on next steps based on information collected through KYC activities
- Track and monitor end-to-end process to facilitate management control and oversight
- Share best practices with team members on KYC/RFI.
Junior Relationship Manager (Credit Analyst)
ABN AMRO Bank
01.2015 - 01.2017
- Perform credit assessment of corporate customers and make recommendation of credit facility structure and application (Customer range from SME to Listed Company in Hong Kong)
- Perform periodic credit visits and review legal documentation with Credit Risk Manager
- Handle periodic customer diligence review, report risk issues to compliance manager.
Credit Approver
DBS (HK) Ltd
01.2013 - 01.2015
- Analyze credit data and financial statements to determine the degree of risk involved in extending credit or lending money
- Approve credit applications through credit review (Approval Authority: corporate sales turnover less than HKD50 million)
- Generate financial ratios, using computer programs, to evaluate customers' financial status
- Evaluate liquidity, profitability, and credit histories of companies.
Customer Care Officer
China Construction Bank (Asia) Limited
01.2011 - 01.2013
- Handling customer enquiries and complaints
- Promote and cross-sell various banking products.
Customer Care Professional
American Express
1 2011 - 09.2011
- Handling customer enquiries and complaints
- Maintain customer relationship with card member.
Education
Bachelor of Social Science - Economics
Chinese University of Hong Kong
Hong Kong 09.2006 - 2009.08
Summer School -
UCLA
Los Angeles 06.2007 - 2007.05
Queen Elizabeth School
Hong Kong 01.1997 - 2006.04
Name
Li Kwan Ho Roy, 李鈞鎬
Address
Flat F, 3/F, Pak Po Mansion, 82 Bute Street, Mongkok, KLN Hong Kong (Current)
Duncan Road in Park Gate, Southampton. SO31 United Kingdom (after 13 Aug 2024)
Professional
Chartered Financial Analyst, ACAMS, Fluent in writing and speaking., Native language is Cantonese, and fluent in Mandarin, Office applications: MS-Word, Excel, PowerPoint
Personal Information
- Salary: HKD37500
- Expected Salary: GBP45000
- Date of Birth: 01/20/87
Certification
CFA - Certified Financial Analyst
Timeline
ACAMS
04-2024
Client Lifecycle Management Analyst (Quality Assurance)
HSBC Private Banking
07.2021 - Current
CFA - Certified Financial Analyst
06-2017
Vice President Associate Customer Portfolio Management
HSBC Business Banking
01.2017 - 07.2021
Junior Relationship Manager (Credit Analyst)
ABN AMRO Bank
01.2015 - 01.2017
Credit Approver
DBS (HK) Ltd
01.2013 - 01.2015
Customer Care Officer
China Construction Bank (Asia) Limited
01.2011 - 01.2013
Summer School -
UCLA
06.2007 - 2007.05
Bachelor of Social Science - Economics
Chinese University of Hong Kong
09.2006 - 2009.08
Queen Elizabeth School
01.1997 - 2006.04
Customer Care Professional
American Express
1 2011 - 09.2011
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