Summary
Overview
Work History
Education
Skills
Websites
Personal Information
Awards
Timeline
Generic

Nishad Katkoria

Product And Financial Controller
Hong Kong

Summary

Experienced Product Controller with a comprehensive understanding of financial services and the ability to ensure accurate and timely financial and regulatory reporting. Proven track record of developing efficient processes to improve the accuracy and timeliness of financial reporting.

Overview

12
12
years of professional experience
2
2
Languages

Work History

Associate Director: Cash Equities

UBS
4 2019 - 02.2023

Associate Director: Cash Equities

UBS
03.2023 - 02.2024

Director

UBS
02.2024 - Current

HK Product Control lead for Cash APAC business and responsible for the overall integrity and validity of the financial statements and controls over the transaction cycle for a business with more than $0.7bn in annual revenues and average assets in excess of $2bn.


  • Develop and maintain key relationships with senior managers in Front Office, Business Management and Support functions
  • Project work covering controls enhancement, efficiency initiatives and strategic developments in order to provide business advantage
  • Project Work to strengthen and improve controls in systems and workflows to remediate key risks
  • Automate and/or work with the Development team to reduce/improve manual reporting processes and optimize existing reports
  • Act as a SPOC for Cash Equities business to interact with Front Office Traders, COOs, Tax Team, LEC team, Audit, Market Risk, etc.
  • Provide senior management (including CFO and Divisional controller) with insightful commentaries on business performance through interface with traders
  • Served as a business lead for strategic project automating & consolidating some of the repetitive tasks with the use of Robotics process automations, P&L automation tools or Process excellence initiatives, increasing team capacity by 10% and accelerating month end close by 2 days
  • Experience of conflict resolution and working in difficult environment while working in collaboration to ensure proper stakeholder management

AVP: Equity Derivatives

Barclays
09.2014 - 04.2019
  • Review and validation of daily P&L, P&L attribution including understanding risk positions and market moves for P&L explanation, along-with providing meaningful daily, weekly and monthly commentaries to senior management, risk and front office
  • Performance of month end accounting processes including Manual adjustment journals, ensuring reconciliation between accounting platform and various sub ledgers, substantiation of account balances, etc
  • So as to ensure accuracy and completeness in finalization of financial information
  • Presenting month end control packs to head of trading desk and senior directors of PC
  • Responsible for stake holder management and regularly interacting with front office, financial control, BPA, technical accounting group, risk, change management and IT
  • Attending ad hoc queries from the traders, auditors and other infrastructure partners relating to P&L and Balance Sheet
  • Challenging status quo in processes, identifying opportunities for improving processes & controls and driving changes along with all stakeholders
  • Engage all stakeholders in discussions around issues impacting P&L such as downstream feed issues, issues around P&L attribution and documenting new business requirements.

Associate: Indirect and Direct Taxes

MSKBS & Co, CA Firm
01.2013 - 01.2014
  • Responsible for Indirect and Direct Tax Compliances

Associate

Gandhi Rathi & Co, CA Firm
01.2012 - 01.2013
  • Responsible for Indirect and Direct Tax Compliances

Education

CFA -

CFA Institute
United States
01.2012 - 2015.04

Chartered Accountant -

ICAI
India
01.2007 - 2011.04

Bachelor of Commerce -

Nagpur University
India
01.2007 - 2010.04

Skills

  • Financial Analysis

  • Risk Management

  • Microsoft Office

  • Bloomberg

  • Power BI

  • Valuation

  • Collaboration

  • Data Analysis

  • Microsoft Office

Personal Information

  • Date of Birth: 18 Mar 1990
  • Gender: Male
  • Nationality: Indian
  • Marital Status: Married

Awards

  • Manager of the quarter, UBS, 08/2021
  • Thank You Award, UBS, 03/2020

Timeline

Director

UBS
02.2024 - Current

Associate Director: Cash Equities

UBS
03.2023 - 02.2024

AVP: Equity Derivatives

Barclays
09.2014 - 04.2019

Associate: Indirect and Direct Taxes

MSKBS & Co, CA Firm
01.2013 - 01.2014

Associate

Gandhi Rathi & Co, CA Firm
01.2012 - 01.2013

CFA -

CFA Institute
01.2012 - 2015.04

Chartered Accountant -

ICAI
01.2007 - 2011.04

Bachelor of Commerce -

Nagpur University
01.2007 - 2010.04

Associate Director: Cash Equities

UBS
4 2019 - 02.2023
Nishad KatkoriaProduct And Financial Controller