Nathan Kum
IT Auditor
Kowloon
Summary
Senior Associate with 4.5 years of experience in IT Audit, specializing in external IT audit and financial system controls. Proven track record of delivering high-quality audit services to leading financial institutions, securities firms, and multinational corporations across Hong Kong and Greater China. Strong experience in IT general controls and automated controls.
Overview
2
2
years of professional experience
Work History
Senior Associate
PricewaterhouseCoopers (PwC) Hong Kong
10.2023 - Current
· Deliver external IT audit services to support annual financial statement audits for clients
· Take charge of the engagements at working level, managing audit resources, coordinating the team, and walkthrough and following up with clients
· Perform ITGC and automated controls testing, and documentation enhancements. Prepare deficiency reports, and management recommendations
· Collaborate with financial audit teams to align integrated audit approach and ensure quality deliverables
· Examined audit plans based on review findings and
· Support response to the review of external Regulatory parties (i.e. AFRC)
Education
BBA - Accounting
The Hang Seng University of Hong Kong
Sha Tin 04.2001 -
Skills
ITGC, ITAC
Testing using Alteryx
Project management
Languages:
Cantonese: Native
Mandarin: Advanced
English: Intermediate
Engagement experience
Financial Institutions – Long term audit services
· Participated in system control testing for leading financial institutions in variety of business process including retail products, impairment, deposit and term lending.
· Perform control testing using Alteryx
Securities & Financial Services Firm
· Performed ITGC and automated controls testing for securities companies, delivered actionable insights and control enhancement recommendations to address identified IT deficiencies.
Other Retail Firms
· Led system audit engagements for a variety of retail clients, including dining, boutique, manufacturing, covering inventory management and revenue recognition controls.
Government & Public Sector - Special Audit Projects
· Executed special audit for electronic payment service provider supporting Hong Kong's Public Consumption Voucher Scheme (CVS) .
· Reviewed functional design, user access controls, segregation of duties, voucher handling procedures, and fraud prevention mechanisms
· Delivered comprehensive analysis and audit findings to government stakeholders
Timeline
Senior Associate
PricewaterhouseCoopers (PwC) Hong Kong
10.2023 - Current
BBA - Accounting
The Hang Seng University of Hong Kong
04.2001 -