Lam Ngai Hin, Harvey
Summary
With 10 years of experience in the financial sector, specializing in stocks, futures, funds, and bond trading operations. Early career experience in the banking system provided a deep understanding of financial institution operations and frontline business processes. Aim to leverage solid trading knowledge and customer service experience to create value for your company.
Overview
13
13
years of professional experience
1
1
Certification
Work History
Associate
Shanxi Securities International Limited
05.2022 - Current
- Executed global futures, Hong Kong stocks, US stocks, funds, and bond orders for clients, providing price quotes
- Conducted trades using Esunny, Hang Seng Electronics, Bloomberg, Trading Technologies, and SP Trader
- Participated in 2 major system upgrades, assisting in the setup and maintenance of futures and securities trading systems, including UAT and development projects
- Monitored client orders and margin levels, executing margin calls and forced liquidations when necessary
- Supervised daily operations to ensure compliance with SFC regulatory requirements and risk control
- Provided technical support for electronic trading systems and handled related inquiries and complaints
- Reviewed and optimized workflows to ensure strict adherence to operational procedures
Assistant Dealing Manager
Lion Futures Limited
06.2017 - 05.2022
- Supervised daily operations to ensure compliance with SFC regulatory requirements and risk control
- Executed daily trading and end-of-day settlement procedures for global futures and Hong Kong stocks, providing price quotes for clients
- Monitored client orders and margin levels, executing margin calls and forced liquidations when necessary
- Reviewed and optimized workflows to ensure strict adherence to operational procedures
- Assisted in the setup and maintenance of futures and securities trading systems, participating in UAT and development projects
- Provided technical support for electronic trading systems and handled related inquiries and complaints
- Prepared and submitted reports to relevant exchanges (e.g., CFTC, CME, CBOE)
Senior Customer Service Officer
Bright Smart Securities International (H.K.) Limit
09.2015 - 06.2017
- Executed client trading orders
- Assisted in providing technical trading support
- Executed margin calls and forced liquidations
- Handled client inquiries and complaints
- Managed account opening, trading orders, and settlement services for clients
Customer Service Officer
Chiyu Banking Corporation Limited
01.2015 - 07.2015
- Executed securities trading orders for clients
- Performed general branch duties
- Handled daily account opening tasks
- Promoted products, including credit cards, insurance, and savings plans
Bank Teller
Wing Lung Bank Limited
07.2012 - 11.2014
- Provided counter services, including cash deposits, transfers, remittances, and foreign currency exchanges
- Managed account openings
- Promoted products, including credit cards, insurance, and savings plans
- Performed general branch duties
Education
Higher Diploma - Business Administration
Hong Kong Institute of Vocational Education
Hong Kong Certificate of Education Examination - undefined
Buddhist Sin Tak College
Certification
Passed HKSI Papers 1, 2, 3, 7, 8, 9
Expected Salary:
HK$35,000
Skills - Trading Systems
- Esunny
- Hang Seng Electronics
- SP Trader
- Bloomberg
- Trading Technologies (TT)
- E-broker
- MT4
- ET-net (Speed Station)
Timeline
Associate
Shanxi Securities International Limited
05.2022 - Current
Assistant Dealing Manager
Lion Futures Limited
06.2017 - 05.2022
Senior Customer Service Officer
Bright Smart Securities International (H.K.) Limit
09.2015 - 06.2017
Customer Service Officer
Chiyu Banking Corporation Limited
01.2015 - 07.2015
Bank Teller
Wing Lung Bank Limited
07.2012 - 11.2014
Hong Kong Certificate of Education Examination - undefined
Buddhist Sin Tak College
Higher Diploma - Business Administration
Hong Kong Institute of Vocational Education
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