KEN HUI
CDD Officer
Summary
Reliable and motivated team player with hardworking and resourceful approach.
Detail-oriented Compliance Officer with expertise in enhancing policies and procedures across business areas. Proven analytical and risk assessment skills in fast-paced financial environments. Proficient in data interpretation, investigative research, due diligence, financial analysis, and compliance auditing. Consistently delivers insightful reports, collaborates effectively, and adapts to changing demands to achieve targeted results.Seeking to leverage these skills in diverse, challenging projects.
Overview
1
1
year of professional experience
3
3
Languages
Work History
Customer Due Diligence Officer
BANK OF CHINA(HK)LTD
11.2022 - 12.2023
- Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
- Collaborated with cross-functional teams to address compliance concerns, fostering a culture of shared responsibility.
- Reduced the risk of financial penalties by conducting thorough internal audits on a regular basis.
- Reduced legal risks, conducting regular compliance audits and ensuring all departments adhered to laws and regulations.
- Demonstrated adaptability in response to evolving industry standards, maintaining best practices in a dynamic regulatory environment.
Education
Master of Science - Marketing
University of Exeter
10.2020 - 2021.10
Bachelor of Science - Business Management
University of Sussex
09.2017 - 2020.09
Skills
Compliance monitoring
Projects
A marketing project partnership with local museum called Royal Albert Memorial Museum and Art Gallery (RAMM) , to boost its social media reach to different audience and create marketing campaign to raise funding resource. (Send Upon request)
Websites
Work Preference
Work Location
RemoteHybridOn-SiteLanguages
English
Bilingual or Proficient (C2)
Cantonese
Bilingual or Proficient (C2)
Chinese (Mandarin)
Bilingual or Proficient (C2)
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