Jeffrey Chung
Overview
10
10
years of professional experience
1
1
Certification
Work History
Vice President, Financial Crime Prevention
MUFG Securities Asia
Hong Kong
07.2022 - Current
- Provided AML/KYC advisory to DCM, Sales & Trading and Securitisation and Warehousing on a BAU basis
- Led the implementation efforts of Group Standards roll-out in Asia, including KYC, ABC, Sanctions Screening, Training and Risk Assessment Standards
- Coordinated steering committees for Group Standards roll-out, ensuring alignment of FCC initiatives with business and other supporting functions
- Liaised with Legal and external counsel on regulatory requirements regarding India ODI business set-up
- Assisted Head of Financial Crime on preparation of the Enterprise-wide Risk Assessment for Asia
Director, AML Advisory
Morgan Stanley
Hong Kong
02.2015 - 07.2022
- Provided AML advisory and EDD review to IBD, GCM, Fixed Income, Commodities, Equities and Prime Brokerage businesses during client onboarding, periodic review and remediation projects
- Supported Australia PWM business advisory during a 3-month secondment
- Handled escalations stemmed from the Transaction Monitoring, Negative News and Sanctions Screening Systems, and assisted with Suspicious Activities Report (SAR) filings to authorities
- Assisted with regulatory audits/requests from regulators in Asia, e.g SFC, MAS, SEBI, FSS, etc
- Provided FCC trainings to various teams in APAC
Analyst, Due Diligence
J.P. Morgan
London
06.2014 - 10.2014
- Prepared Due Diligence reports for different lines of businesses including CIB, GRE and GWM
- Researched on entities and individuals using various databases and systems, e.g. Factiva, World Check, etc
- Identified financial crimes, transactional, reputational and other risks with respect to the research subjects
Education
MSc Investment Management -
Cass Business School
BSc Accounting & Finance (Second Upper Class Honors Degree, 2:1) -
University of Warwick
Skills
- Bloomberg, E-view, VBA, Microsoft Office (Word, Excel, Outlook, PowerPoint)
- Cantonese (Native), Mandarin (Fluent) and English (Fluent)
Certification
- Certified Anti-Money Laundering Specialist (CAMS)
Affiliations
- Member of MUFG Securities Asia Charity Committee
Timeline
Vice President, Financial Crime Prevention
MUFG Securities Asia
07.2022 - Current
Director, AML Advisory
Morgan Stanley
02.2015 - 07.2022
Analyst, Due Diligence
J.P. Morgan
06.2014 - 10.2014
MSc Investment Management -
Cass Business School
BSc Accounting & Finance (Second Upper Class Honors Degree, 2:1) -
University of Warwick
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