Ho Ting Leong
Compliance Officer
Hong Kong
Summary
Detail-driven Compliance Officer focused on maximizing company compliance with applicable laws and standards. Knowledgeable about internal controls, process evaluations and procedural reviews. Proficient in Microsoft Office.
Overview
7
7
years of professional experience
12
12
years of post-secondary education
Work History
Compliance Officer
Link Asset Management Limited
07.2023 - 08.2024
- Developed and maintained compliance database, tracking all compliance activities and documents.
- Responded to SFC inquiries regarding compliance regulations and procedures with relevant documents.
- Monitored and assessed compliance risks associated with operational processes and procedures.
HR & Operation Analyst
P L Technology Limited
08.2022 - 07.2023
- Spearheaded shared governance and collaboration on employee relations, HR administration, collective bargaining agreements, and related HR topics.
- Reviewed, revised and updated compliance policies and procedures to confirm continual compliance with applicable laws.
- Approved loan applications based on customer creditworthiness and provided detailed financial advice.
Legal Assistant
YingKe Law Firm
12.2019 - 05.2020
- Conducted legal research, compiled and organized evidence, and identified relevant legal articles and statutes for legal proceedings.
- Completed electronic filings, initiated billing statements, and managed firm administrative matters.
Legal Assistant Intern
Elaine Tam & Co, Solicitors & Notaries
06.2017 - 09.2017
- Performed legal research, administered divorce, marriage, company registration, conveyancing matters, and clerical task.
- Scanned, converted, and organized records into electronic format with consistent naming convention.
Education
Master of Science - Finance And Management
University of Essex
Essex, United Kingdom 09.2020 - 01.2023
Bachelor of Arts - Law
University of Exeter
Exeter, United Kingdom 09.2016 - 09.2019
Foundation - Law
Bellerbys College
Brighton, United Kingdom 09.2015 - 09.2016
High School Diploma -
St Paul's College
Hong Kong 09.2009 - 09.2015
Skills
Compliance Monitoring
Risk Management
Internal Controls
Investigative reporting
Languages
Chinese (Cantonese)
Native language
Chinese (Mandarin)
Native or Bilingual
English
Native or Bilingual
Software
Microsoft Office
Timeline
Compliance Officer
Link Asset Management Limited
07.2023 - 08.2024
HR & Operation Analyst
P L Technology Limited
08.2022 - 07.2023
Master of Science - Finance And Management
University of Essex
09.2020 - 01.2023
Legal Assistant
YingKe Law Firm
12.2019 - 05.2020
Legal Assistant Intern
Elaine Tam & Co, Solicitors & Notaries
06.2017 - 09.2017
Bachelor of Arts - Law
University of Exeter
09.2016 - 09.2019
Foundation - Law
Bellerbys College
09.2015 - 09.2016
High School Diploma -
St Paul's College
09.2009 - 09.2015
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