David LAU
CPA (Aust.)
Hong Kong
Summary
Hardworking and passionate job seeker with strong organizational skills eager to secure mid-level financial accounting & finance role. Ready to help team achieve company goals.
Overview
12
12
years of professional experience
13
13
years of post-secondary education
1
1
Certification
Work History
Senior Officer, Finance
Bright Smart Securities & Commodities Group Limited
11.2016 - Current
- Handle daily accounting function for futures & commodities / stock options / global securities business units
- Prepare daily segregation of trust fund & bank reconciliation
- Handle margin deposit & withdrawal orders in futures & global securities broker accounts
- Handle treasury function and FX conversion
- Prepare bank loan documents for IPO financing application
- Prepare daily financial reports for management’s review in a timely and accurate manner
- Prepare month-end closing & financial resources return (FRR)
- Assist in ad hoc assignments as required.
Assistant Accountant
Haitong International Securities Group
07.2014 - 08.2016
- Handle general journal voucher & memo input
- Prepare daily segregation of trust fund& bank reconciliation
- Handle and supervise client money deposit & withdrawal instructions
- Handle cash collateral deposit & withdrawal orders in futures broker accounts
- Conduct commission scheme setting maintenance for bullion & derivatives trading business
- Perform monthly salesman rebate calculation and provision for bullion trading business
- Prepare daily &monthly financial reports for management’s review in a timely and accurate manner
- Assist in perform user acceptance test & system migration
- Prepare audit related schedules and respond to auditors' queries
- Assist in ad hoc assignments as required.
Assistant Accountant
Tengard Financial Services Limited
07.2013 - 07.2014
- Input vouchers and handle accounts payable/receivable functions
- Prepare journal vouchers and assist in month-end closing
- Prepare commission calculation for sales team and business partners
- Prepare and submit monthly financial resources return to Securities and Futures Commission
- Assist in preparing compliance, management reports& sales analysis
- Assist in administration work, data entry and filing duties
- Assist in ad hoc projects and duties.
Audit Associate
K.S. Li & CPA Company Limited
01.2012 - 01.2013
- Perform planning work on assigned segments of various external audit work
- Perform interview with individuals associated with the subject of the audit to gather relevant information
- Review transactions, documents, records, reports, and methods for accuracy and effectiveness
- Prepare working papers and draft audit reports to record and summarize data on the assigned audit segments
- Report audit findings to senior auditors.
Education
Bachelor of Commerce – Accounting -
Macquarie University
Sydney, Australia 01.2007 - 04.2011
Diploma of Commerce - undefined
Sydney Institute of Business and Technology
Sydney, Australia 01.2006 - 04.2007
Hong Kong Advance Level Examination (2006) - undefined
Rosaryhill School Business Studies Section
01.2004 - 04.2006
Hong Kong Certificate Education of Examination (2004) - undefined
St. Joseph’s College
01.1999 - 04.2004
Skills
Financial Statements
undefinedPersonal Information
- Date of Birth: 07/23/1987
- Gender: Male
- HKID: Z825201(8)
Availability
1 month notice
Awards
Outstanding Staff Award 2015 – Haitong International Securities Group
Certification
CPA (Aust.) - Certified Practising Accountant - CPA Australia
Timeline
Senior Officer, Finance
Bright Smart Securities & Commodities Group Limited
11.2016 - Current
Assistant Accountant
Haitong International Securities Group
07.2014 - 08.2016
Assistant Accountant
Tengard Financial Services Limited
07.2013 - 07.2014
Audit Associate
K.S. Li & CPA Company Limited
01.2012 - 01.2013
Bachelor of Commerce – Accounting -
Macquarie University
01.2007 - 04.2011
Diploma of Commerce - undefined
Sydney Institute of Business and Technology
01.2006 - 04.2007
Hong Kong Advance Level Examination (2006) - undefined
Rosaryhill School Business Studies Section
01.2004 - 04.2006
Hong Kong Certificate Education of Examination (2004) - undefined
St. Joseph’s College
01.1999 - 04.2004
Similar Profiles
Haripriya PrabhakaranHaripriya Prabhakaran
Application Developer at TMX Group(The Canadian Depository for Securities Limited)Application Developer at TMX Group(The Canadian Depository for Securities Limited)
ONYEKA ALIKAONYEKA ALIKA
Executive Advisor & Head, Retail Business Development at Meristem Securities Limited GroupExecutive Advisor & Head, Retail Business Development at Meristem Securities Limited Group
CHOCKALINGAM CHIDAMBARAMCHOCKALINGAM CHIDAMBARAM
Head - Operations, Smart Infra at Larsen & Toubro Limited - ECC division - Smart world Comm groupHead - Operations, Smart Infra at Larsen & Toubro Limited - ECC division - Smart world Comm group
Yannes LamYannes Lam
Hostess Lead at The Steak House, Regent Hong KongHostess Lead at The Steak House, Regent Hong Kong
Marc YanMarc Yan
Sales Manager at AUB LtdSales Manager at AUB Ltd