Chi Lun Dominic Pang
Investigations & Compliance Specialist
Hong Kong
Summary
Seasoned and meticulous financial crime investigator with over 14 years of experience specializing in anti-money laundering, fraud, and bribery investigations. Demonstrated expertise as an MLRO delegate, adept at regulatory reporting and collaboration with law enforcement and regulators. Proficient in developing compliance frameworks, conducting investigations, and driving institutional integrity.
Overview
14
14
years of professional experience
4
4
years of post-secondary education
Work History
AML Compliance Manager
The Bank of East Asia
09.2022 - Current
- Developed and updated company guidelines, ensuring adherence to best practices and industry standards
- Conducted transaction monitoring, KYC reviews, and STR investigations to ensure compliance
- Reviewed and approved STRs as an MLRO delegate
- Directed the on-site inspection by HKMA, ensuring accurate and timely responses to regulatory queries
- Designed and implemented the Integrity Awareness Building Program, fostering a culture of ethical conduct and integrity among staff members
Manager (Market Conduct)
Prudential Hong Kong Limited
07.2021 - 09.2022
- Investigated insurance agents’ misconduct, including a significant HKD 10 million misappropriation case
- Prepared investigation reports for Senior Management to consider the suggested disciplinary actions of the misconducts committed
- Managed communication with the Insurance Authority and ensured timely responses to inquiries
Manager (Market Conduct)
Insurance Authority
09.2020 - 06.2021
- Participated in investigation, prosecution and disciplinary proceedings of possible breaches of the insurance regulations by insurance agents and insurers
- Liaised with stakeholders such as complainants, insurers and law enforcement agents to obtain evidence for investigation
- Oversaw junior investigators in handling cases of a less complex nature, ensuring adherence to investigative standards
Assistant Investigations Manager & Investigations Manager
HSBC
06.2017 - 09.2020
- Led investigations into fraud, staff misconduct, and suspected money laundering cases, including handling a high-profile customer complaint against three staff members referred directly by the then CEO
- Proficient in analyzing transactions and identifying suspicious activities for STR reporting, and skilled in preparing high-quality investigative narratives, including STRs.
- Managed team of investigators, overseeing all aspects of investigations process and ensuring quality outcomes
- Designed fraud operation procedures and conducted staff training sessions
Assistant Investigator
ICAC
08.2011 - 05.2017
- Performed comprehensive research and analysis on criminal cases to provide robust support for investigations.
- Interviewed complainants, witnesses and suspects in a professional manner
- Facilitated the collection and preservation of evidence, maintaining integrity for use in legal proceedings.
- Prepared detailed reports and documentation on findings for presentation to superiors and government counsels
Education
J.D. - Law
The Chinese University of Hong Kong
08.2018 - 07.2022
Skills
Cantonese (Native), English & Mandarin (Proficient)
Certifications And Courses
- Certified Fraud Examiner (CFE), Jun 2024
- Certified AML Professional (CAMLP), Feb 2023
- Certified Anti-Money Laundering Specialist (CAMS), Apr 2018
Availability And Salary
Notification Period: 3 months
Current Salary: HKD 85,900 per month
Bonus in Mar 2025: HKD 77,000
Timeline
AML Compliance Manager
The Bank of East Asia
09.2022 - Current
Manager (Market Conduct)
Prudential Hong Kong Limited
07.2021 - 09.2022
Manager (Market Conduct)
Insurance Authority
09.2020 - 06.2021
J.D. - Law
The Chinese University of Hong Kong
08.2018 - 07.2022
Assistant Investigations Manager & Investigations Manager
HSBC
06.2017 - 09.2020
Assistant Investigator
ICAC
08.2011 - 05.2017
Similar Profiles
NINA HIU YAN YAUNINA HIU YAN YAU
Vice president, Investment Products & Advisory Department at The Bank of East AsiaVice president, Investment Products & Advisory Department at The Bank of East Asia
Kenneth YeungKenneth Yeung
Project Manager at The Bank of East AsiaProject Manager at The Bank of East Asia
Qiuyi WuQiuyi Wu
Junior Relationship Manager Banking at The Bank of East AsiaJunior Relationship Manager Banking at The Bank of East Asia
Hazel Hei Tung LamHazel Hei Tung Lam
Tutor at PrivateTutor at Private
Marc YanMarc Yan
Sales Manager at AUB LtdSales Manager at AUB Ltd