Managed the client onboarding process for Investment Banking, Equity, and Fixed Income desks across the APAC region, ensuring compliance with regional regulations and global policies.
Conducted comprehensive due diligence (CDD/EDD) for institutional clients, including document collection and verification, risk classification, and background check screening.
Acted as the main point of contact between the client, business, and other internal functions (i.e., legal and compliance) throughout the onboarding process.
Provided training to junior team members to build a professional and capable workforce.
Client Onboarding Officer
DEUTSCHE BANK
10.2018 - 09.2022
Managed client onboarding and periodic review for Corporate Banking clients across APAC region.
Completed KYC reviews within the shortest turnaround time, while maintaining high quality standards and full compliance with internal policies and country-specific regulatory frameworks.
Implemented regional grouping exercise of key client groups.
Hosted weekly meeting with RMs to report the progress of the team
Contributed ideas to improve and streamline the process that benefits the wider team.
Client Officer
HANG SENG BANK
10.2017 - 10.2018
Conducted KYC review for corporate clients in Hong Kong/ China to comply with local regulatory and internal requirements
Collected and maintained accurate KYC documentation
Performed negative news searching and name screening for related parties
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