Ashikul Hasan Khan
Summary
Seasoned banker and a pragmatic risk professional, adept at managing compliance risks and fostering strong relationships with high level regulators. Proven ability to navigate complex situations and deliver effective solutions, leveraging strong interpersonal skills to drive compliance excellence. Collaborative and dedicated to build and lead talented and motivated individuals.
Overview
18
18
years of professional experience
1
1
Certification
Work History
Vice President and Manager, Regulatory Compliance
HSBC
04.2024 - Current
- Lead overall regulatory compliance related activities of operations and functions.
- Manage regulatory compliance risk relevant with operations and functions.
- Represent regulatory compliance in the relevant governance forum.
- Lead overall surveillance activities related to Market Abuse and conflict of interest risk.
- Provide expert advisory to operations and functions.
- Collaborated with C-level executives and stakeholders to develop long-term and effective regulatory relationship.
Vice President and Manager, Compliance Advisory
HSBC
11.2020 - 03.2024
- Lead overall compliance related activities for wholesale banking and Global markets.
- Provided expert advisory to relevant business regarding both RC and FCC.
- Lead overall surveillance related activities to manage Market abase and conflict of interest risk.
- Collaborated with C-level executives and stakeholders to develop long-term and effective regulatory relationship.
Vice President and Country Compliance Manager
HSBC
10.2017 - 10.2020
- Lead overall Regulatory compliance related activities for wholesale banking and Global markets.
- Provided expert advisory to relevant business regarding both RC.
- Lead overall surveillance related activities to manage Market abase and conflict of interest risk.
- Collaborated with C-level executives and stakeholders to develop long-term and effective regulatory relationship.
Lead Regulatory Compliance, Retail Banking
HSBC
10.2016 - 09.2017
- Lead overall regulatory compliance related activities for retail Banking.
- Provided expert advisory to relevant business regarding RC.
- Maintained effective regulatory relationship.
Credit Approval Manager, Consumer Credit Risk
HSBC
08.2014 - 09.2016
- Lead overall credit risk analysis unit for consumer banking.
- Manage 7/8 member credit analysis unit.
Wholesale Credit Risk Manager
HSBC
08.2013 - 07.2014
Approved/recommended wholesale credit proposals as a desk manager.
Credit Approval Manager, Consumer Credit Risk
HSBC
09.2011 - 07.2013
Managed businessmen sector consumer loan proposals
Lead 3 member underwriting team
Assistant Credit Manager
Standard Chartered Bank
01.2009 - 08.2011
- Approved/recommended SME sector credit proposals.
Management Trainee
Dhaka Bank PLC
10.2007 - 01.2009
Received extensive training and job rotation programme.
Executive, Special Asset Management
International Leasing And Financial Services Ltd.
03.2007 - 09.2007
Managed a distressed asset portfolio
Education
MBA - Finance
North South University
Bangladesh11-2007
BBA - General
National University
Bangladesh12-2005
Higher Secondary Certificate - Science
Notre Dame College
Bangladesh08-1998
Secondary School Certificate - Science
Motijheel Ideal School And College
Bangladesh06-1996
Skills
- People Management skill,
- Strong inter-personal skills,
- Excellent communication skill ,
- Ability to handle complex situations,
- Ability to make decisions and action accordingly,
- High level of organizational skills,
- Ability to command and gain respect and confidence from people,
- Ability to prioritize,
- Cope with a wide range of duties and flexibility to deliver within strict deadlines,
- Project and resource management skills
Certification
- Certification on Governance, International Compliance Association (ICA)
- Certification on Compliance, International Compliance Association (ICA)
- 19 Module Moody's Commercial E Learning (CEL)
- 14 Module Credit Skills Assessment (CSA), Omega Performance
Timeline
Vice President and Manager, Regulatory Compliance
HSBC
04.2024 - Current
Vice President and Manager, Compliance Advisory
HSBC
11.2020 - 03.2024
Vice President and Country Compliance Manager
HSBC
10.2017 - 10.2020
Lead Regulatory Compliance, Retail Banking
HSBC
10.2016 - 09.2017
Credit Approval Manager, Consumer Credit Risk
HSBC
08.2014 - 09.2016
Wholesale Credit Risk Manager
HSBC
08.2013 - 07.2014
Credit Approval Manager, Consumer Credit Risk
HSBC
09.2011 - 07.2013
Assistant Credit Manager
Standard Chartered Bank
01.2009 - 08.2011
Management Trainee
Dhaka Bank PLC
10.2007 - 01.2009
Executive, Special Asset Management
International Leasing And Financial Services Ltd.
03.2007 - 09.2007
MBA - Finance
North South University
BBA - General
National University
Higher Secondary Certificate - Science
Notre Dame College
Secondary School Certificate - Science
Motijheel Ideal School And College
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